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Diploma in Basic Financial Services

Rs.5,000.00 Rs.2,500.00

Careers in the financial services industry include Investment Advisor, Personal Financial Service Representative.

Account Manager, Loans Officer; Mortgage Specialist, Compliance Officer, and Branch Manager to name just a few career directions.


Course Name: Diploma in Basic Financial Services
Course Id: DBFS/Q1001.
Education Qualification: 12th Pass.

Duration: 370 Hrs.

How You will Get Diploma Certificate:

Step 1- Select your Course for Certification.

Step 2- Click on Enroll Now.

Step 3- Proceed to Enroll Now.

Step 4- Fill Your Billing Details and Proceed to Pay.

Step 5- You Will be Redirected to Payment Gateway, Pay Course and Exam Fee by Following Options.

Card(Debit/Credit), Wallet, Paytm, Net banking, UPI and Google pay.

Step 6- After Payment You will receive Study Material on your email id.

Step 7- After Completion of  Course Study give Online Examination.

Step 8- After Online Examination you will get Diploma Certificate soft copy(Scan Copy) and Hard Copy(Original With Seal and Sign).

Step 9- After Certification you will receive Prospect Job Opportunities as per your Interest Area.

Online Examination Detail:

Duration- 60 minutes in each Module.
No. of Questions- 30. (Multiple Choice Questions) in each Module.
Maximum Marks- 600, Passing Marks- 40%.
There is No Negative marking in this module.

Benefits of Certification:

  • Government Authorized Assessment Agency Certification.
  • Certificate Valid for Lifetime.
  • Lifetime Verification of Certificate.
  • Free Job Assistance as per your Interest Area.


Diploma in Basic Financial Service
Name of PaperM. MarksPass Marks
Financial Markets and Products10040
Investment Funds in India10040
Personal Financial Planning10040
International Economy and Finance10040
Share Market10040
Corporate Tax Planning10040


Financial Markets and Products

Introduction to Indian Financial System and Global Financial System, Structure of Indian Financial System, Characteristics of Indian Financial System, Organization of Indian Financial System, Function, Importance, Purpose of financial market, Global financial market roles and responsibilities, Primary Market – Introduction, Public Issue, Book Building Process, Unlisted Companies, Role of SEBI in Primary Market, Intermediaries involved and their Role in Primary Market, Issues of Prospectus, Dematerialization, Introduction to Financial Services, Nature of Financial Services,  Scope of Financial Services. Types of Financial Services, Fund Based Financial Services. Fee Based Financial Services, Meaning and Types of Leasing. Legislative Frameworks related to leasing, Depreciation implacability with reference to Leasing, Problems on Leasing with Tax imposition, Introduction to Hire Purchasing,  Concept and features of Hire Purchase, Tax and depreciation implication, Problems on Hire Purchase, Meaning and Process of Credit rating of financial instruments, Rating methodology, Introduction to various Rating Agencies, Rating Symbols of different companies, Securitization of Debts- Meaning and Features. Special Purpose Vehicle, Pass through certificate and mechanism, Benefits of Securitization, Issues of Securitization.

Investment Funds in India

The origin, meaning and growth of Mutual funds – Fund Units Vs shares, Types of Mutual fund schemes, The role of Mutual Funds, Organization of the Fund- Operation of the Fund – Net Asset Value, Investors Protection and Mutual Fund Regulation: Investors Rights – Facilities available to Investors – Selection of a Fund – Advantages of Mutual Funds. Deregulation, Market Imperfection and Investment Risks – The need for Regulation – Regulation and Investors Protection in India, Mutual Funds in India – UTI Schemes, SBI Mutual Fund, Other Mutual Funds – Selection of a Fund, Mutual Funds Industry in India – Its size and Growth – Types and growth patterns of Mutual Funds – Reasons for slow Growth – Prospects of Mutual Fund Industry, Analyze the development of Mutual funds, Understanding the extent to which Investors are Protected, Analyze the Mutual fund Regulation, Know the recent developments in Mutual fund Industry.

Personal Financial Planning

provide basic principles for managing personal finance, Basics of Personal Financial Management: The Personal Financial Planning Process, Preparation of Personal Budget, Personal Financial Statements, Personal Income Tax Planning. Case studies on personal financial planning of individuals, Personal Savings & Investment: Investment Criteria- liquidity, safety and profitability. Savings instruments of Post Office and Banks. Chit Funds. Investment in Shares,  Debentures, Corporate and Government Bonds, Mutual Fund, Investment in Physical Assets – Real Estate, Gold and Silver. Risk and Return associated with these investments. Case studies on risk and return perception of retail investors on various investments, Computation of Return and Risk of Personal Investment: Present Value and Future Value of a Single Amount and an Annuity, Computation of interest, dividend and capital gains on personal investments. Impact of leverage on return, Personal tax planning, Retirement Savings Plans: Pension Plans- Defined Contribution Plan and Defined Benefit Plan. Provident Fund, Gratuity. Life Insurance Plans. General Insurance Plans. Reverse Mortgage.

International Economy and Finance

Environment of International Financial Management- Introduction Multinational Enterprise and MNC financial management- Foreign Exchange Market Determination of Exchange Rates – International Monetary System- Balance of Payments and International Economic Linkages- Parity Conditions, Financing foreign operations- International financing and International Financial Markets- Special Financing Vehicles- Designing a global financing strategy, MNC Investment- Analysis- International Portfolio Investment- foreign Direct Investment- Capital budgeting for the MNC- The cost of capital for the foreign investments- management of political risk- International Tax Planning, Foreign Exchange Risk Management- Principles of Exposure Management- Working capital management- internal and external techniques.

Share Market

Capital Markets in India – An overview of Indian Securities Market, Meaning, Functions, Intermediaries, Role of Primary Market – Methods of floatation of capital – Problems of New Issues Market – IPO’s – Investor protection in primary market – Recent trends in primary market – SEBI measures for primary market, Stock exchanges and its Functions : Meaning, Nature, Functions of Secondary Market – Organization and Regulatory framework for stock exchanges in India – SEBI : functions and measures for secondary market – Overview of major stock exchanges in India – Listing of Securities: Meaning – Merits and Demerits – Listing requirements, procedure, fee – Listing of rights issue, bonus issue, further issue – Listing conditions of BSE and NSE – Delisting, Trading , settlement and Surveillance System In Stock Exchanges : Different trading systems – BSE – BOLT System – Different types of settlements – Pay-in and Pay-out – Bad Delivery – Short delivery – Auction – NSE – NEAT system options – Market types, Order types and books – De-mat settlement – Physical settlement – Institutional segment – Funds settlement – Valuation debit – Valuation price – Bad and short delivery Risk management system in BSE & NSE – Margins – Exposure limits – Surveillance system in BSE & NSE – Circuit breakers.

Corporate Tax Planning

Definition of company-Indian company, Domestic Company, Foreign Company, Widely Held Company, Closely held company, Residential Status of a company and incidence of Tax, Computation of Taxable income and liability of companies- Computation of table income under different heads of income-House property, Profit and gain from business or profession, Capital gain and income other sources, carry forward and set off of losses in case of companies, Deduction from Gross Total income, Minimum Alternative Tax, Tax Planning- Tax avoidance and tax evasion, Tax planning with corporate dividend, Dividend policy- bonus shares. Tax planning with reference to specific managerial decisions- Make or Buy, Own or Lease, Purchase by installment or by Hire, Repair, Replace, Renewal or Renovation, shout down or continue.