Description
Course Name: Diploma in Stock Broker
Course Id: DSB/Q001.
Eligibility: Completion of 10+2 (higher Secondary) or equivalent.
Objective: A Diploma in Stock Broking is an excellent choice for individuals looking to build a career in the dynamic world of finance and investments. This course provides essential skills and knowledge to become a professional stock broker, enabling graduates to engage in buying and selling securities, managing investment portfolios, and advising clients on financial decisions.
Duration: Six Months.
How to Enroll and Get Certified in Your Chosen Course:
Step 1: Choose the course you wish to get certified in.
Step 2: Click on the “Enroll Now” button.
Step 3: Proceed with the enrollment process.
Step 4: Enter your billing details and continue to course fee payment.
Step 5: You will be redirected to the payment gateway. Pay the course and exam fee using one of the following methods:
Debit/Credit Card, Wallet, Paytm, Net Banking, UPI, or Google Pay.
Step 6: After successful payment, you will receive your study material login ID and password via email within 48 hours of fee payment.
Step 7: Once you complete the course, take the online examination.
Step 8: Upon passing the examination, you will receive:
• A soft copy (scanned) of your certificate via email within 7 days of examination.
• A hard copy (original with official seal and signature) sent to your address within 45 day of declaration of result.
Step 9: After certification, you will be offered job opportunities aligned with your area of interest.
Online Examination Detail:
Duration- 120 minutes.
No. of Questions- 60. (Multiple Choice Questions).
10 Questions from each module, each carry 10 marks.
Maximum Marks- 600, Passing Marks- 40%.
There is no negative marking in this module.
| How Students will be Graded: | ||
| S.No. | Marks | Grade |
| 1 | 91-100 | O (Outstanding) |
| 2 | 81-90 | A+ (Excellent) |
| 3 | 71-80 | A (Very Good) |
| 4 | 61-70 | B (Good) |
| 5 | 51-60 | C (Average) |
| 6 | 41-50 | P (Pass) |
| 7 | 0-40 | F (Fail) |
Key Benefits of Certification- Earning a professional certification not only validates your skills but also enhances your employability. Here are the major benefits you gain:
Practical, Job-Ready Skills – Our certifications are designed to equip you with real-world, hands-on skills that match current industry demands — helping you become employment-ready from day one.
Lifetime Validity – Your certification is valid for a lifetime — no renewals or expirations. It serves as a permanent proof of your skills and training.
Lifetime Certificate Verification – Employers and institutions can verify your certification anytime through a secure and reliable verification system — adding credibility to your qualifications.
Industry-Aligned Certification –All certifications are developed in consultation with industry experts to ensure that what you learn is current, relevant, and aligned with market needs.
Preferred by Employers – Candidates from ISO-certified institutes are often prioritized by recruiters due to their exposure to standardized, high-quality training.
Free Job Assistance Based on Your Career Interests – Receive personalized job assistance and career guidance in your preferred domain, helping you land the right role faster.
Syllabus:
Introduction to Stock Markets: Basics of financial markets (Primary & Secondary markets), History and evolution of stock exchanges, Role of stockbrokers and market participants, Types of financial instruments (stocks, bonds, derivatives, ETFs), Market indices (Sensex, Nifty, Dow Jones), Stock exchanges in India and globally (NSE, BSE, NYSE), Clearing and settlement process, Role of SEBI and other regulatory bodies.
Equity Market and Trading Mechanism: Understanding equity shares and their types, IPO (Initial Public Offering) process and book-building, Trading process in stock exchanges, Market orders, limit orders, stop-loss orders, and margin trading, Role of stockbroking firms and trading platforms, Short selling and its implications, Stock price movements and market trends, Role of market makers and liquidity providers.
Fundamental Analysis: Understanding financial statements (balance sheet, P&L, cash flow), Key financial ratios (P/E ratio, EPS, ROE), Industry and sector analysis, Macroeconomic factors affecting stock markets (GDP, inflation, interest rates), Corporate governance and its impact on stock prices, Valuation models (DCF, dividend discount model), Earnings reports and their significance, Long-term investment strategies based on fundamentals.
Technical Analysis: Basics of technical analysis and price movements, Candlestick patterns and chart reading, Support and resistance levels, Moving averages and trend indicators, RSI, MACD, Bollinger Bands, and other technical indicators, Volume analysis and market momentum, Trading strategies using technical indicators, Limitations of technical analysis.
Derivatives and Risk Management: Introduction to derivatives (futures and options), Hedging strategies using derivatives, Options pricing and Greeks (Delta, Gamma, Theta), Futures vs. options trading strategies, Risk management in stock trading, Stop-loss strategies and position sizing, Managing volatility and leveraging opportunities, SEBI regulations on derivatives trading.
Commodity and Currency Markets: Introduction to commodity markets (MCX, NCDEX), Major traded commodities (gold, crude oil, agricultural products), Commodity futures trading and hedging, Currency market overview (Forex trading basics), Exchange rates and their impact on stock markets, Role of RBI and Forex reserves, Speculative vs. hedging strategies in currency trading, Trading platforms for commodities and currencies.
Job Opportunities after Diploma in Stock Broker
