Description
Course Name: Diploma in Stock Broker
Course Id: DSB/Q001.
Eligibility: Completion of 10+2 (higher Secondary) or equivalent.
Objective: A Diploma in Stock Broking is an excellent choice for individuals looking to build a career in the dynamic world of finance and investments. This course provides essential skills and knowledge to become a professional stock broker, enabling graduates to engage in buying and selling securities, managing investment portfolios, and advising clients on financial decisions.
Duration: 370 Hrs (Equivalent to One Year).
Total Credits: 18.
How You will Get Diploma Certificate:
Step 1- Select your Course for Certification.
Step 2- Click on Enroll Now.
Step 3- Proceed to Enroll Now.
Step 4- Fill Your Billing Details and Proceed to Pay.
Step 5- You Will be Redirected to Payment Gateway, Pay Course and Exam Fee by Following Options.
Card(Debit/Credit), Wallet, Paytm, Net banking, UPI and Google pay.
Step 6- After Payment You will get Study Material Login id and Password on your email id.
Step 7- After Completion of Course Study give Online Examination.
Step 8- After Online Examination you will get Diploma Certificate soft copy(Scan Copy) and Hard Copy(Original With Seal and Sign).
Step 9- After Certification you will receive Prospect Job Opportunities as per your Interest Area.
Online Examination Detail:
- Duration- 120 minutes.
- No. of Questions- 60. (Multiple Choice Questions).
- 10 Questions from each module, each carry 10 marks.
- Maximum Marks- 600, Passing Marks- 40%.
- There is no negative marking in this module.
| How Students will be Graded: | ||
| S.No. | Marks | Grade |
| 1 | 91-100 | O (Outstanding) |
| 2 | 81-90 | A+ (Excellent) |
| 3 | 71-80 | A (Very Good) |
| 4 | 61-70 | B (Good) |
| 5 | 51-60 | C (Average) |
| 6 | 41-50 | P (Pass) |
| 7 | 0-40 | F (Fail) |
Benefits of Certification:
- Government Authorized Assessment Agency Certification.
- Certificate Valid for Lifetime.
- Lifetime Verification of Certificate.
- Free Job Assistance as per your Interest Area.
Diploma in Stock Broker
Financial Institutions and Markets: Types of finance, financial markets, nature of financial market, function of financial market, classification of financial market, money market & capital market.
Stock Market Operations: Features of stock exchange, the governing body of the stock exchange, features of national stock exchange, features of Bombay stock exchange, kinds of speculators/ brokers in stock exchange.
Technical Analysis: Assumption of technical analysis, basic assumptions, price charts, bar charts, line charts, point and figure chart, candle stick chart, indicator analysis, relative strength index, weaknesses of technical analysis.
Equity Research: Typical components of stock pitch, equity research, investment risks, valuation, investment thesis, catalysts, and risk factors, the 4 main differences in research reports, sample reports and the typical sections.
Financial Analysis And Reporting: Introduction to accounting, corporate financial statements, ratio analysis, financial statement analysis, cash flow statement, basic aspects of cost accounting, marginal costing and profit planning, activity- based costing, responsibility accounting.
Derivatives and Risk Management: Markets for derivatives, advantages of derivative contracts, types of derivatives, underlying assets and derivative products, derivatives market, role of SEBI.
Job Opportunities after completion of Diploma in Stock Broker course:
After completing a Diploma in Stock Broker program, graduates can pursue various career opportunities in the financial and investment sector, primarily focused on stock markets, equity trading, and investment advisory services. With a deep understanding of financial markets, securities, and investment strategies, these graduates are well-prepared to enter the fast-paced world of stock trading, asset management, and brokerage services. Below are the career options available to graduates of the Diploma in Stock Broker program, along with their salary ranges in India:
1. Stock Broker
- Role: Stock brokers act as intermediaries between buyers and sellers in the stock market. They execute buy and sell orders for clients and provide advisory services regarding investment strategies. Stock brokers can work in brokerage firms, financial institutions, or as independent agents.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum (depending on commission-based earnings)
- Experienced: ₹6 to ₹12 lakh per annum (including commission and performance-based earnings)
- Senior Stock Broker: ₹12 to ₹20 lakh per annum or more (with a large client base and higher commissions)
2. Equity Research Analyst
- Role: Equity research analysts specialize in analyzing stocks, bonds, and other securities to provide investment recommendations. They research market trends, financial reports, and economic factors to help investors make informed decisions.
- Salary Range:
- Fresher: ₹3 to ₹6 lakh per annum
- Experienced: ₹6 to ₹10 lakh per annum
- Senior Analyst: ₹10 to ₹15 lakh per annum (with specialization and significant market experience)
3. Investment Advisor
- Role: Investment advisors provide clients with advice on investment opportunities, portfolio management, and risk management strategies. They help clients invest in stocks, mutual funds, bonds, and other financial instruments based on their financial goals and risk tolerance.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum
- Experienced: ₹6 to ₹10 lakh per annum
- Senior Advisor: ₹10 to ₹15 lakh per annum (depending on client portfolio size and expertise)
4. Portfolio Manager
- Role: Portfolio managers oversee a client’s investment portfolio, making decisions on asset allocation, buying, and selling securities to maximize returns while managing risk. They can work in asset management companies or with individual clients.
- Salary Range:
- Fresher: ₹5 to ₹8 lakh per annum
- Experienced: ₹10 to ₹20 lakh per annum
- Senior Portfolio Manager: ₹20 to ₹30 lakh per annum or more (depending on portfolio size and client base)
5. Stock Market Analyst
- Role: Stock market analysts focus on studying market trends, stock performance, and investment opportunities. They analyze data to help investors make informed decisions and can work in financial institutions, brokerage firms, or as independent consultants.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum
- Experienced: ₹6 to ₹10 lakh per annum
- Senior Analyst: ₹10 to ₹15 lakh per annum
6. Derivative Trader
- Role: Derivative traders specialize in trading financial instruments like options, futures, and swaps, which derive their value from underlying assets such as stocks, commodities, or indices. They manage risk and make strategic trades based on market conditions.
- Salary Range:
- Fresher: ₹4 to ₹6 lakh per annum
- Experienced: ₹8 to ₹15 lakh per annum (based on trading volume and profits)
- Senior Derivative Trader: ₹15 to ₹25 lakh per annum (with significant trading expertise)
7. Commodities Trader
- Role: Commodities traders buy and sell commodities like gold, oil, agricultural products, etc., in the futures market. They analyze global supply and demand trends to predict price movements and execute trades for profit.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum
- Experienced: ₹6 to ₹10 lakh per annum
- Senior Trader: ₹10 to ₹20 lakh per annum
8. Mutual Fund Distributor
- Role: Mutual fund distributors sell investment products like mutual funds, guiding clients on suitable investment options based on their financial objectives and risk appetite. They can work with financial institutions or independently.
- Salary Range:
- Fresher: ₹2 to ₹4 lakh per annum (plus commissions from sales)
- Experienced: ₹5 to ₹8 lakh per annum
- Senior Distributor: ₹8 to ₹12 lakh per annum (with a large client base and commissions)
9. Financial Analyst in Stock Market
- Role: Financial analysts working in stock markets analyze financial data, company reports, stock performance, and economic indicators to evaluate investment opportunities. They assist investment managers or clients with decisions regarding stocks and securities.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum
- Experienced: ₹6 to ₹10 lakh per annum
- Senior Analyst: ₹10 to ₹15 lakh per annum
10. Trading Assistant
- Role: Trading assistants support stock traders by monitoring market trends, managing client portfolios, and executing trade orders. They are often involved in the day-to-day operations of brokerage firms and trading desks.
- Salary Range:
- Fresher: ₹2.5 to ₹4 lakh per annum
- Experienced: ₹5 to ₹8 lakh per annum
- Senior Assistant: ₹8 to ₹12 lakh per annum
11. Research Analyst for Brokerage Firms
- Role: Research analysts in brokerage firms are responsible for providing stock recommendations, market analysis, and investment insights to the brokers and clients. They analyze financial statements, market conditions, and global events that impact stock prices.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum
- Experienced: ₹6 to ₹9 lakh per annum
- Senior Research Analyst: ₹9 to ₹15 lakh per annum
12. Financial Planner
- Role: Financial planners help individuals create and implement long-term investment strategies that align with their financial goals, such as retirement, buying a home, or funding education. They integrate stock market investments with other financial products.
- Salary Range:
- Fresher: ₹3 to ₹5 lakh per annum
- Experienced: ₹6 to ₹10 lakh per annum
- Senior Planner: ₹10 to ₹15 lakh per annum
13. Risk Manager in Investment Firms
- Role: Risk managers in investment firms assess and mitigate risks associated with financial markets and investments. They design strategies to minimize potential losses in equity and derivative trading, ensuring the safety of clients’ investments.
- Salary Range:
- Fresher: ₹4 to ₹6 lakh per annum
- Experienced: ₹8 to ₹12 lakh per annum
- Senior Risk Manager: ₹12 to ₹20 lakh per annum
14. Banker in Investment and Trading Divisions
- Role: Investment bankers in trading divisions help raise capital through stock market listings, mergers, and acquisitions, and provide market-based investment strategies for institutional clients. They deal with corporate clients and financial products linked to the stock market.
- Salary Range:
- Fresher: ₹5 to ₹7 lakh per annum
- Experienced: ₹10 to ₹15 lakh per annum
- Senior Banker: ₹15 to ₹25 lakh per annum
Key Factors Influencing Salary:
- Experience: Professionals with experience in stock market trading, analysis, and advisory services earn higher salaries. Their ability to manage portfolios, develop investment strategies, and generate returns impacts their earnings.
- Performance-Based Earnings: In many stock-related roles, salaries include a commission or performance-based component. For example, stock brokers and traders may earn based on the volume and value of transactions they complete.
- Location: Metro cities like Mumbai, Delhi, Bangalore, and Chennai offer better salaries due to the higher concentration of financial institutions and stock market activity.
- Certifications and Skills: Additional certifications like the National Institute of Securities Markets (NISM), CFA (Chartered Financial Analyst), and CFP (Certified Financial Planner) can boost a professional’s credentials and salary.
Conclusion
Graduates of the Diploma in Stock Broker program have numerous career opportunities in the financial sector, from trading and advisory roles to research and portfolio management. The salary range can vary significantly depending on experience, role, location, and performance-based earnings. With experience and specialization, professionals in the stock market industry can achieve lucrative careers, especially in roles like equity research, investment advisory, portfolio management, and risk management. As India’s stock market continues to grow, the demand for skilled professionals in this field is expected to remain strong.